SFC Licences of WONG Kwan, Joanna 王筠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 23 December 2020 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 27 January 2014 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 08 July 2011 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 08 July 2011 | |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 02 March 2010 | 06 July 2011 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 02 March 2010 | 06 July 2011 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 2 | 06 November 2008 | 01 March 2010 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 1 | 20 March 2008 | 01 March 2010 |