SFC Licences of GU Dechun 顧德純
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 25 September 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 16 February 2009 | 31 May 2011 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 26 November 2008 | 16 December 2008 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 14 March 2008 | 16 December 2008 |