SFC Licences of WOO Stephanie Ka Wai 胡家瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | RE | 4 | 03 February 2017 | 06 November 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 15 June 2015 | 19 February 2016 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 15 June 2015 | 19 February 2016 |
| Gavekal Capital Limited | RE | 9 | 02 May 2013 | 01 February 2014 |
| Marshall Wace Gavekal Asia Limited | RE | 9 | 29 November 2010 | 30 April 2013 |
| Marshall Wace Gavekal Asia Limited | RE | 9 | 02 July 2008 | 31 December 2008 |
| Gavekal Capital Limited | RE | 9 | 17 April 2008 | 25 October 2010 |