SFC Licences of LAI Gordon Yat Hung 黎一鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 November 2021 | 25 February 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 10 May 2021 | |
| Merrill Lynch Far East Limited | RE | 1 | 10 May 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 08 December 2016 | 09 March 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 December 2016 | 09 March 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 June 2010 | 19 August 2016 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 19 March 2008 | 03 June 2009 |