SFC Licences of LAI Gordon Yat Hung 黎一鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 10 May 2021
Merrill Lynch Far East Limited RE 1 10 May 2021
Merrill Lynch (Asia Pacific) Limited RE 1 11 November 2021 25 February 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 08 December 2016 09 March 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 08 December 2016 09 March 2021
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 09 June 2010 19 August 2016
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 19 March 2008 03 June 2009