SFC Licences of WONG Schenken 黃尚勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 13 March 2015 | 04 July 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 13 March 2015 | 04 July 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 13 March 2015 | 04 July 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 March 2015 | 04 July 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 December 2013 | 27 January 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 December 2013 | 27 January 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 31 August 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 19 April 2010 | 31 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 April 2010 | 31 August 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 19 April 2010 | 20 August 2010 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 28 March 2008 | 15 March 2010 |
| UBS Securities Asia Limited | RE | 2 | 28 March 2008 | 15 March 2010 |
| UBS Securities Asia Limited | RE | 1 | 28 March 2008 | 15 March 2010 |
| UBS Securities Hong Kong Limited | RE | 1 | 28 March 2008 | 15 March 2010 |