SFC Licences of HO Ka Ling 何嘉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 01 November 2016 | 18 August 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 01 November 2016 | 18 August 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 05 March 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 February 2010 | 14 May 2012 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 09 October 2009 | 30 December 2009 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 09 October 2009 | 30 December 2009 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 05 June 2008 | 02 July 2009 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 05 June 2008 | 02 July 2009 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 07 April 2008 | 30 May 2008 |
| Open Securities Limited 開盤證券有限公司 | RE | 4 | 07 April 2008 | 30 May 2008 |