SFC Licences of CHEN Ying-jo 陳瑩若

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 9 02 May 2012
HSBC Investment Funds (Hong Kong) Limited RE 4 02 May 2012
HSBC Investment Funds (Hong Kong) Limited RE 1 02 May 2012
HSBC Global Asset Management (Hong Kong) Limited RE 9 02 May 2012
HSBC Global Asset Management (Hong Kong) Limited RE 4 02 May 2012
HSBC Global Asset Management (Hong Kong) Limited RE 1 02 May 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 03 August 2010 07 December 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 14 April 2008 18 November 2009