SFC Licences of CHEUNG Ellen Ngar Yan 張雅茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICAP Securities Hong Kong Limited | RE | 2 | 16 February 2022 | 30 June 2023 |
ICAP Securities Hong Kong Limited | RE | 1 | 16 February 2022 | 30 June 2023 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 02 January 2018 | 30 June 2023 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 02 January 2018 | 30 June 2023 |
Qantex Capital Markets Limited | RE | 1 | 16 July 2012 | 01 December 2017 |
Qantex Capital Markets Limited | RE | 2 | 20 June 2011 | 01 December 2017 |
GFI (HK) Securities L.L.C. | RE | 1 | 20 May 2008 | 11 May 2011 |