SFC Licences of PENG Jia 彭佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 | RO | 2 | 22 May 2023 | |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 2 | 16 March 2023 | 22 May 2023 |
| Win Wind Finance Limited | RO | 8 | 14 April 2022 | |
| Oshidori Securities Limited 威華達證券有限公司 | RO | 9 | 29 August 2016 | |
| Oshidori Securities Limited 威華達證券有限公司 | RO | 4 | 29 August 2016 | |
| Oshidori Securities Limited 威華達證券有限公司 | RO | 1 | 29 August 2016 | |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 9 | 05 August 2016 | 29 August 2016 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 4 | 05 August 2016 | 29 August 2016 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 1 | 31 December 2013 | 29 August 2016 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 9 | 31 December 2013 | 19 June 2016 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 4 | 31 December 2013 | 19 June 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 16 April 2008 | 17 February 2009 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 16 April 2008 | 17 February 2009 |