SFC Licences of LONG Yuanyuan 龍元元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 21 December 2020 | 29 October 2021 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RE | 4 | 21 October 2020 | 12 November 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 20 May 2019 | 02 September 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 January 2019 | 03 April 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 07 November 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 April 2008 | 19 October 2018 |