SFC Licences of SONG Di 宋迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 15 June 2010 | 29 December 2010 |
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 4 | 15 June 2010 | 29 December 2010 |
CMB International Capital Holdings Corporation Limited | RE | 1 | 16 March 2009 | 15 June 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 13 December 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 13 December 2008 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 30 April 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 30 April 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 30 April 2008 | 29 September 2008 |