SFC Licences of SONG Di 宋迪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 15 June 2010 29 December 2010
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 4 15 June 2010 29 December 2010
CMB International Capital Holdings Corporation Limited RE 1 16 March 2009 15 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 13 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 13 December 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 30 April 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 30 April 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 30 April 2008 29 September 2008