SFC Licences of DING Hanzhi 丁涵之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BIL Wealth Management Limited 盧銀資產管理有限公司 | RO | 9 | 16 October 2020 | |
BIL Wealth Management Limited 盧銀資產管理有限公司 | RO | 4 | 16 October 2020 | |
BIL Wealth Management Limited 盧銀資產管理有限公司 | RO | 1 | 16 October 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 16 November 2016 | 11 May 2020 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 30 September 2016 | 16 November 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 July 2013 | 29 June 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 July 2013 | 29 June 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 16 April 2012 | 25 May 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 13 May 2008 | 19 March 2012 |