SFC Licences of CHAU Kwan Kit 周均傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 | RO | 6 | 05 October 2020 | 03 January 2023 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 25 August 2020 | 03 January 2023 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 | RE | 6 | 25 August 2020 | 05 October 2020 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 03 January 2018 | 06 March 2020 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 | RO | 6 | 05 September 2017 | 06 March 2020 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 6 | 09 January 2017 | 31 July 2017 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 1 | 09 January 2017 | 31 July 2017 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 24 March 2014 | 02 July 2015 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 1 | 10 October 2011 | 04 March 2014 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 6 | 18 March 2011 | 04 March 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 17 March 2010 | 09 March 2011 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 25 June 2008 | 11 March 2010 |