SFC Licences of CHAPMAN Daniel John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 27 September 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 September 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 July 2014 | 15 June 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 July 2014 | 15 June 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 31 December 2012 | 09 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 31 December 2012 | 09 March 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 21 September 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 28 May 2008 | 29 September 2008 |