SFC Licences of POON Wing Man 潘詠雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 17 September 2019 | |
Kai Yin Securities Limited 凱銀證券有限公司 | RE | 1 | 01 August 2019 | 06 September 2019 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 15 March 2016 | 10 July 2019 |
China Demeter Securities Limited 國農證券有限公司 | RE | 1 | 05 December 2013 | 01 March 2016 |
M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 1 | 29 July 2013 | 28 November 2013 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 20 September 2010 | 01 November 2012 |
Arta Asset Management Limited 裕承資產管理有限公司 | RE | 1 | 29 March 2010 | 01 September 2010 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 29 March 2010 | 01 September 2010 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 26 May 2008 | 15 March 2010 |