SFC Licences of MAK Wan Yan, Eugene 麥穎恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jin Yi Financial Group Limited 金益金融集團有限公司 | RE | 9 | 16 August 2022 | |
Jin Yi Financial Group Limited 金益金融集團有限公司 | RE | 4 | 16 August 2022 | |
Jin Yi Financial Group Limited 金益金融集團有限公司 | RE | 1 | 16 August 2022 | |
Silverbricks Securities Company Limited 元庫證券有限公司 | RE | 1 | 14 March 2022 | 10 June 2022 |
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 | RE | 9 | 21 February 2022 | 10 June 2022 |
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 | RE | 4 | 21 February 2022 | 10 June 2022 |
iCapital Advisory Limited | RO | 4 | 03 April 2020 | 28 September 2020 |
iCapital Advisory Limited | RO | 1 | 03 April 2020 | 28 September 2020 |
iCapital Advisory Limited | RE | 4 | 20 November 2019 | 03 April 2020 |
iCapital Advisory Limited | RE | 1 | 20 November 2019 | 03 April 2020 |
Natixis Asia Limited | RE | 5 | 01 December 2011 | 20 December 2013 |
Natixis Asia Limited | RE | 4 | 01 December 2011 | 20 December 2013 |
Natixis Asia Limited | RE | 2 | 01 December 2011 | 20 December 2013 |
Natixis Asia Limited | RE | 1 | 01 December 2011 | 20 December 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 09 March 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 May 2008 | 09 March 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 28 May 2008 | 09 March 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 May 2008 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 28 May 2008 | 06 December 2010 |