SFC Licences of KWAN Tin Pui, Andy 關天培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RO	5	20 December 2017	14 March 2020
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RO	2	20 December 2017	14 March 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	10 April 2015	14 March 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	16 February 2015	14 March 2020
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	16 February 2015	20 December 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	3	16 February 2015	23 May 2016
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	02 January 2014	09 January 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	02 January 2014	09 January 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	28 July 2008	20 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	19 June 2008	20 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	19 June 2008	20 December 2013