SFC Licences of MAAREK Pierre, Lorn, Axel, Samuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 12 July 2022 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 July 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 18 March 2016 | 16 February 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 18 March 2016 | 16 February 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 18 March 2016 | 16 February 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 18 March 2016 | 16 February 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 18 March 2016 | 16 February 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 20 March 2015 | 21 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 March 2015 | 21 January 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 22 July 2009 | 15 January 2015 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 24 June 2008 | 15 January 2015 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 24 June 2008 | 15 January 2015 |