SFC Licences of CHEN Guoxi 陳國喜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RO | 9 | 18 July 2023 | |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RO | 4 | 18 July 2023 | |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 16 May 2022 | 18 July 2023 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 16 May 2022 | 18 July 2023 |
| Hartford Capital Limited 華普資本有限公司 | RE | 9 | 19 December 2019 | 15 February 2021 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 20 May 2015 | 16 September 2018 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 20 May 2015 | 16 September 2018 |
| UBS Securities Asia Limited | RE | 4 | 11 April 2011 | 24 September 2011 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 14 July 2008 | 01 October 2009 |