SFC Licences of GUINNESS Stuart Wesley Grattan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 10 March 2014 | 14 July 2014 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 10 March 2014 | 14 July 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 16 February 2012 | 10 November 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 16 February 2012 | 10 November 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 07 December 2011 | 16 February 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 December 2011 | 16 February 2012 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 03 July 2008 | 01 April 2009 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 03 July 2008 | 01 April 2009 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 03 July 2008 | 01 April 2009 |