SFC Licences of SOON Yin Moi Desmond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 06 January 2020 | 10 January 2020 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 02 September 2016 | 08 September 2016 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 07 April 2014 | 11 April 2014 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 9 | 03 July 2008 | 31 December 2010 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 4 | 03 July 2008 | 31 December 2010 |