SFC Licences of NG Calvin Cheuk Sing 吳卓乘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 19 September 2019 01 August 2022
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 06 May 2015 01 August 2022
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 06 May 2015 01 August 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 06 May 2015 18 July 2017
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 06 May 2015 18 July 2017
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 1 29 June 2010 31 January 2012
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 9 02 January 2009 31 January 2012
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 4 02 January 2009 31 January 2012
Nomura Futures (Hong Kong) Limited RE 2 11 July 2008 03 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 11 July 2008 03 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 July 2008 03 December 2008