SFC Licences of LAW Wai Yin 羅慧妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 | RO | 9 | 24 June 2022 | |
| Canfield Securities Company Limited 勤豐證券有限公司 | RO | 1 | 24 June 2022 | |
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 9 | 17 November 2021 | 24 June 2022 |
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 4 | 17 November 2021 | |
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 1 | 27 October 2021 | 24 June 2022 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 23 October 2019 | 07 October 2021 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 23 October 2019 | 07 October 2021 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 28 February 2011 | 09 August 2019 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 14 August 2008 | 09 August 2019 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 14 August 2008 | 09 August 2019 |