SFC Licences of LU Hao Feng 呂豪鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Optimas Capital Limited 中庸資本有限公司 RO 1 27 August 2018 07 July 2023
Optimas Capital Limited 中庸資本有限公司 RO 4 27 August 2018
Optimas Capital Limited 中庸資本有限公司 RO 9 12 May 2017
Optimas Capital Limited 中庸資本有限公司 RE 9 13 October 2016 12 May 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 01 April 2014 06 August 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 22 August 2013 06 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 06 March 2013 01 November 2013
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 18 January 2013 06 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 18 January 2013 06 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 18 January 2013 06 August 2016
UBS Securities Hong Kong Limited RE 7 25 November 2011 15 November 2012
UBS Securities Hong Kong Limited RE 1 27 May 2009 15 November 2012
UBS Securities Asia Limited RE 1 21 July 2008 15 November 2012
UBS Securities Asia Limited RE 2 21 July 2008 15 November 2012
UBS Derivatives Hong Kong Limited RE 2 21 July 2008 15 November 2012