SFC Licences of CHEN Qi 陳琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 | RE | 6 | 02 December 2016 | 28 February 2019 |
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 02 December 2016 | 28 February 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 22 June 2010 | 27 May 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 August 2008 | 27 May 2016 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 04 August 2008 | 22 June 2010 |