SFC Licences of YAO Yao 姚瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 December 2020 | 03 September 2021 |
| Merrill Lynch Far East Limited | RE | 2 | 12 July 2016 | 03 September 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 12 July 2016 | 03 September 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 July 2016 | 19 December 2018 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 04 August 2008 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 August 2008 | 20 November 2008 |