SFC Licences of LI Yijia 李藝佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 26 September 2011 07 March 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 17 November 2010 16 May 2011
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 17 November 2010 16 May 2011
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 07 June 2010 16 May 2011
CMB International Capital Holdings Corporation Limited RE 1 16 March 2009 24 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 10 December 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 01 August 2008 29 September 2008