SFC Licences of LI Yijia 李藝佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 26 September 2011 | 07 March 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 17 November 2010 | 16 May 2011 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 17 November 2010 | 16 May 2011 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 07 June 2010 | 16 May 2011 |
CMB International Capital Holdings Corporation Limited | RE | 1 | 16 March 2009 | 24 May 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 10 December 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 01 August 2008 | 29 September 2008 |