SFC Licences of COATES David Lee 李英幸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Turiya Advisors Asia Limited | RE | 9 | 11 December 2014 | 16 July 2018 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 9 | 27 July 2012 | 12 November 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 18 June 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 25 March 2010 | 18 June 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 March 2010 | 18 June 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 25 March 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 March 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 July 2008 | 13 February 2009 |