SFC Licences of LAU Tony Yik Tung 劉奕彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 1, 4 | 15 April 2020 | |
| Lunar Capital Management Limited |
RE | 4 | 23 November 2015 | 31 October 2017 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RE | 1, 4, 6 | 11 May 2015 | 05 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RE | 1, 4, 6 | 07 December 2009 | 27 April 2015 |
| Merrill Lynch (Asia Pacific) Limited Merrill Lynch Far East Limited |
RE | 1, 4, 6 | 08 August 2008 | 08 September 2009 |