SFC Licences of LAU Chi Yan 劉智仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited | RE | 1 | 01 June 2015 | |
| Allianz Global Investors Hong Kong Limited | RE | 1 | 01 March 2011 | 31 May 2015 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 20 April 2009 | 29 January 2010 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 20 April 2009 | 29 January 2010 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 19 August 2008 | 29 January 2010 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 19 August 2008 | 29 January 2010 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 19 August 2008 | 29 January 2010 |