SFC Licences of LI Yi 李頤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 08 April 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 08 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 3 03 June 2011 21 January 2015
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 25 August 2008 12 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 25 August 2008 12 March 2021