SFC Licences of WONG Yuen Ting, Susanna 黃婉婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 03 October 2013 | 27 October 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 03 October 2013 | 27 October 2015 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 November 2008 | 10 May 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 November 2008 | 10 May 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 25 August 2008 | 10 May 2010 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 25 August 2008 | 24 November 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 25 August 2008 | 24 November 2008 |