SFC Licences of LIU Jianye 劉建業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 9 | 12 April 2022 | |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 4 | 12 April 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 August 2008 | 12 January 2009 |
| Merrill Lynch Far East Limited | RE | 6 | 27 August 2008 | 12 January 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 27 August 2008 | 12 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 27 August 2008 | 12 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 August 2008 | 12 January 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 27 August 2008 | 12 January 2009 |