SFC Licences of CHENG Tai Wai, David 鄭大衛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Capital Limited 建銀國際金融有限公司 RE 6 29 January 2018 30 September 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 4 29 January 2018 30 September 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 1 29 January 2018 30 September 2021
South China Capital Limited 南華融資有限公司 RE 6 15 November 2016 20 December 2016
South China Securities Limited 南華證券投資有限公司 RE 1 15 November 2016 20 December 2016
Central China International Capital Limited 中州國際融資有限公司 RE 6 07 April 2016 14 October 2016
Central China International Capital Limited 中州國際融資有限公司 RE 1 07 April 2016 14 October 2016
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 27 January 2016 31 March 2016
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 1 27 January 2016 31 March 2016
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RE 6 08 September 2015 17 January 2016
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 08 September 2015 17 January 2016
Celestial Capital Limited 時富融資有限公司 RE 6 24 December 2014 13 March 2015
Celestial Capital Limited 時富融資有限公司 RE 1 24 December 2014 13 March 2015
Ample Capital Limited 豐盛融資有限公司 RE 6 02 July 2013 13 December 2014
Central China International Capital Limited 中州國際融資有限公司 RE 6 06 September 2011 17 January 2013
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 16 February 2011 01 September 2011
Kingsway Capital Limited 滙富融資有限公司 RE 6 16 February 2011 01 September 2011
Kingsway Capital Limited 滙富融資有限公司 RE 1 16 February 2011 01 September 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 16 February 2011 30 June 2011
Ample Capital Limited 豐盛融資有限公司 RE 4 09 October 2008 09 February 2011
Ample Capital Limited 豐盛融資有限公司 RE 6 09 October 2008 09 February 2011
Ample Capital Limited 豐盛融資有限公司 RE 9 09 October 2008 09 February 2011