SFC Licences of SIU Ronald 蕭佑忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 28 March 2014 | 16 August 2014 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 28 March 2014 | 16 August 2014 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 11 March 2014 | 16 August 2014 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 | RE | 9 | 06 January 2011 | 24 January 2014 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 26 April 2010 | 02 December 2010 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 26 April 2010 | 02 December 2010 |