SFC Licences of YAN Meizhi 顏湄之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 05 May 2017 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 30 March 2015 | 12 January 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 March 2015 | 12 January 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 27 August 2010 | 30 March 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 31 October 2008 | 18 May 2010 |