SFC Licences of CHEN Tzu-Yuan 陳姿元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Polen Capital HK Limited | RE | 9 | 04 October 2012 | 24 April 2014 |
| Polen Capital HK Limited | RE | 4 | 04 October 2012 | 24 April 2014 |
| Lloyd George Investment Management (Hong Kong) Limited | RE | 9 | 12 April 2012 | 31 October 2012 |
| Lloyd George Investment Management (Hong Kong) Limited | RE | 4 | 12 April 2012 | 31 October 2012 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 10 September 2010 | 03 February 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 September 2008 | 04 August 2010 |