SFC Licences of LAW Ka On, Andy 羅家安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 30 November 2011 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 November 2011 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 25 May 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 March 2010 | 25 May 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 10 March 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 October 2008 | 25 May 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 06 October 2008 | 06 December 2010 |