SFC Licences of NISHIO Yuki 西尾由紀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 04 January 2017 | 03 October 2019 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 04 January 2017 | 03 October 2019 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 1 | 04 January 2017 | 03 October 2019 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 4 | 16 May 2014 | 31 October 2016 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 10 March 2014 | 31 October 2016 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 1 | 09 July 2012 | 28 February 2014 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 15 December 2008 | 01 April 2009 |