Licences of SFC licenceholder ARW500 HAAS Harold, Gregory

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 24 February 2021
J.P. Morgan Broking (Hong Kong) Limited
RE 5 10 March 2010 02 October 2018
J.P. Morgan Broking (Hong Kong) Limited
RE 4 10 March 2010 27 September 2016
J.P. Morgan Broking (Hong Kong) Limited
RE 2 01 March 2010 02 October 2018
J.P. Morgan Broking (Hong Kong) Limited
RE 1 01 March 2010 27 September 2016
SG Securities (HK) Limited 法國興業證券(香港)有限公司
RE 1, 2, 7 14 November 2008 18 February 2010