SFC Licences of HAAS Harold, Gregory
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 27 February 2023 | |
| BFAM Partners (Hong Kong) Limited | RE | 9 | 05 July 2022 | 01 November 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 24 February 2021 | 28 February 2022 |
| Merrill Lynch Far East Limited | RE | 1 | 24 February 2021 | 28 February 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 February 2021 | 28 February 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 10 March 2010 | 02 October 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 10 March 2010 | 27 September 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 01 March 2010 | 02 October 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 March 2010 | 27 September 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 14 November 2008 | 18 February 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 14 November 2008 | 18 February 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 14 November 2008 | 18 February 2010 |