SFC Licences of LO Wan Tung 盧玧橦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 03 January 2017 | 01 November 2023 |
| Central Wealth Futures Limited 中達期貨有限公司 | RE | 2 | 03 January 2017 | 03 April 2023 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 30 November 2016 | 16 December 2016 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 30 November 2016 | 16 December 2016 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 21 September 2010 | 26 June 2015 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 07 July 2010 | 26 June 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 19 February 2009 | 20 June 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 November 2008 | 20 June 2009 |