SFC Licences of HUGH James Clifford 丘志雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Forte Securities (Asia) Limited | RO | 2 | 17 November 2020 | |
Forte Securities (Asia) Limited | RO | 1 | 17 November 2020 | |
Celera Markets Limited 晟雷市場有限公司 | RO | 2 | 26 June 2015 | 27 June 2019 |
Celera Markets Limited 晟雷市場有限公司 | RO | 1 | 26 June 2015 | 27 June 2019 |
Celera Markets Limited 晟雷市場有限公司 | RE | 1 | 21 January 2015 | 26 June 2015 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 28 March 2012 | 02 September 2014 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 28 March 2012 | 02 September 2014 |
T.F.S. Derivatives HK Limited | RE | 1 | 18 June 2009 | 13 January 2012 |
T.F.S. Derivatives HK Limited | RE | 2 | 12 May 2009 | 13 January 2012 |