SFC Licences of WADE Simon James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 12 July 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 12 July 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 12 July 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 02 July 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 02 July 2019 | |
| Virtu ITG Hong Kong Limited | RE | 7 | 31 December 2008 | 17 April 2019 |
| Virtu ITG Hong Kong Limited | RE | 1 | 31 December 2008 | 17 April 2019 |