SFC Licences of NI Jian 倪健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 21 September 2015 | 13 July 2019 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 21 September 2015 | 13 July 2019 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 14 January 2009 | 16 December 2011 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 14 January 2009 | 16 December 2011 |