SFC Licences of LAU Ho Kwan 劉浩鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 | RE | 1 | 25 November 2011 | 30 August 2013 |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 10 March 2009 | 01 October 2011 |