SFC Licences of BROWN Ian Clement
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RE | 2 | 11 December 2019 | 14 August 2020 |
| T.F.S. Derivatives HK Limited | RE | 1 | 11 December 2019 | 14 August 2020 |
| Tullett Prebon (Hong Kong) Limited | RO | 7 | 13 November 2017 | 02 December 2019 |
| Tullett Prebon (Hong Kong) Limited | RO | 2 | 27 July 2011 | 02 December 2019 |
| Tullett Prebon (Hong Kong) Limited | RO | 1 | 27 July 2011 | 02 December 2019 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 26 October 2010 | 27 July 2011 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 26 October 2010 | 27 July 2011 |
| GFI (HK) Securities L.L.C. | RE | 1 | 12 February 2009 | 02 July 2010 |