SFC Licences of CHANG Vivian Ming-yin 張明欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
WT Asset Management Limited RO 9 31 May 2019 09 August 2023
WT Asset Management Limited RE 9 15 April 2019 31 May 2019
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 RO 4 03 August 2017 28 December 2018
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 RE 9 19 June 2017 28 December 2018
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 RE 4 19 June 2017 03 August 2017
Bradbury Securities Limited 源盛證券有限公司 RE 4 03 June 2016 30 April 2017
Bradbury Securities Limited 源盛證券有限公司 RE 1 27 November 2013 30 April 2017
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RE 9 08 January 2013 11 January 2013
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RE 4 08 January 2013 11 January 2013
Zeal Asset Management Limited 行健資產管理有限公司 RE 9 15 February 2011 30 September 2012
Zeal Asset Management Limited 行健資產管理有限公司 RE 4 15 February 2011 30 September 2012
Morgan Stanley Hong Kong Futures Limited RE 2 23 January 2009 29 March 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 23 January 2009 29 March 2010