SFC Licences of GOODWIN Andrew D
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 20 November 2014 | 14 March 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 23 June 2010 | 06 March 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 January 2009 | 04 September 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 January 2009 | 04 September 2014 |