SFC Licences of GOODWIN Andrew D

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nine Masts Capital Limited 天元資本有限公司
RE 9 20 November 2014 14 March 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 7 23 June 2010 06 March 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 1, 2 29 January 2009 04 September 2014