SFC Licences of LO Kam Kong 盧淦江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 10 December 2015 | 19 June 2019 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 21 December 2010 | 04 August 2013 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 05 March 2009 | 28 October 2010 |