SFC Licences of SIT Kwok Ping 薛國平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 21 August 2019 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 02 January 2013 | 02 July 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 02 January 2013 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 September 2012 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 September 2012 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 May 2009 | 05 September 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 May 2009 | 05 September 2012 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 23 March 2009 | 09 May 2009 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 23 March 2009 | 09 May 2009 |